Business Continutity Plan Disclosure

Button Financial has a Business Continuity Plan outlining the response to events that significantly disrupt business. Since the timing and impact of disasters and disruptions is unpredictable, I will have to be flexible in responding to actual events as they occur. With that in mind, I am providing you with this information about my business continuity plan.

Our Business Continuity Plan I plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding property, making a financial and operational assessment, protecting the firm's books and records, and allowing clients to transact business. In short, this business continuity plan is designed to permit Button Financial to resume operations as quickly as possible, given the scope and severity of the significant business disruption.

The business continuity plan addresses: data back up and recovery; all mission critical systems; financial and operational assessments; alternative communications with customers and regulators; alternate physical location operations; regulatory reporting; and assuring our clients prompt access to their funds and securities if I am unable to continue business.

Shareholders Service Group and Pershing LLC, not only hold all funds and securities for clients, but also backs up important records in a geographically separate area. While every emergency situation poses unique problems based on external factors, such as time of day and the severity of the disruption, Shareholders Service Group and Pershing advises me that its objective is to restore its own operations and be able to complete existing transactions and accept new transactions and payments within four hours. Your orders and requests for funds and securities could be delayed during this period.

Varying Disruptions Significant business disruptions can vary in their scope, such as my disability, the building housing Button Financial, the business districts where Button Financial, Shareholders Service Group or Pershing are located, the cities where we are located, or entire region(s). Within each of these areas, the severity of the disruption can also vary from minimal to severe. In a disruption to only the building, I will transfer operations to a local site when needed and expect to recover and resume business within 30 minutes. In a disruption affecting any business district, city, or region, operations will be transferred to a site outside of the affected area, and mission critical business operations will be recovered and resumed within one to four hours depending upon the extent of the disruption. In either situation, we plan to continue in business. Clients are assured of prompt access to their funds and securities.

For more information Any material changes to the above plan will be available upon written request. If you have questions about Button Financial's business continuity planning, you can contact me at 303-861-5290.